Chapter 130
RULES FOR EQUIVALENT INSTRUCTION PROGRAMS
SUMMARY: This chapter outlines the procedures and standards governing the
Commissioner's approval of proposed equivalent instruction programs, commonly
referred to as "homeschooling", pursuant to 20-A, M.R.S.A., 5001-A (3) (A).
Section 1 DEFINITIONS
A. Commissioner: "Commissioner" shall mean the Commissioner of the Department of
Education or the Commissioner's designee;
B. Equivalent Instruction: "Equivalent Instruction" shall mean a program of instruction
approved under the requirements of the compulsory attendance law as an equivalent to
attendance at a public school or an approved private school, as authorized by 20-A, M.R.S.A.,
5001-A (3) (A);
C. School: "School" shall mean any regular instructional program conducted for the purposes of
the compulsory attendance law which enrolls two or more unrelated students;
D. School Board: "School Board" means the governing body with statutory powers and duties
of a school administrative unit;
E. School Year: "School Year" for the purposes of this chapter, is defined as a year, or part
thereof, starting on September 1st and ending on the following August 31st; and
F. Tutor: "Tutor" shall mean the parent(s) or other person(s) who acts or will act as the primary
teacher of the student in an equivalent instruction program.
Section 2 SCHOOL BOARD POLICY
A. The school board of every school administrative unit shall adopt a policy governing its role in
the review and oversight of applications for equivalent instruction programs.
B. A current copy of that policy shall be made available to all interested individuals upon
request.
C. The policy may require an annual review of each equivalent instruction program, including
the annual assessment outlined in Section 3 (J) by the school board of its designee.
D. After July 1, 1992, school boards which choose to review and submit comments on the
completeness of equivalent instruction programs may submit such comments to the
Commissioner within thirty (30) days of the receipt of the application.
Section 3 COMMISSIONER'S REVIEW OF EQUIVALENT INSTRUCTION
APPLICATIONS
The commissioner shall review all relevant material to determine if the student will be provided
equivalent instruction within the meaning of 20-A, M.R.S.A. , 5001-A (3) (A). The
Commissioner shall determine whether the plan includes the following:
A. Competent instruction by a tutor who holds, or is eligible to hold, a certificate as a teacher in
the State of Maine, or, competent instruction by a tutor who will be assisted by a satisfactory
support system. The support system shall include one of the following:
(1) provision for a certified teacher to work with the tutor on a regular basis, at a minimum of
four times during the school year;
(2) provision for the tutor to receive regular assistance, at a minimum of four times per year,
from a public school or an approved private school;
(3) provision for the tutor to receive regular assistance and supervision, at a minimum of four
times during the school year, from another approved home instruction program which has been
in operation for a minimum of one school year; or
(4) provision for other support systems approved by the Commissioner, such as, but not limited
to, local homeschool support groups.
B. An instructional day of adequate length of time to accomplish the proposed education
program;
C. An instructional year which meets at least the minimum number of days required by statute
(175 days);
D. A sample of a typical weekly instructional scheme describing the subject areas to be taught;
E. A syllabus (curriculum outline) of the educational program which includes instruction in the
basic curriculum required to be taught to students in public or private schools in accordance with
Chapter 127 for elementary and secondary school programs, (English/language arts, math,
science, social studies, physical education, health education, library skills, fine arts and, in at
least one grade between grades 6 and 12, Maine studies). The syllabus shall also include a
provision, at one grade level between grades 7-12, for the student to demonstrate proficiency in
the use of computers;
F. A list or description of the instructional materials and textbooks which will be used by the
student;
G. The tutor's plan of assessment which will accurately and adequately measure the student's
academic abilities and progress in the proposed educational program at least four times during
the school year;
H. A plan for record-keeping which charts the student's academic progress and records other
pertinent information;
I. An identification and description of the support system selected to carry out the objectives of
the educational plan; and
J. An annual assessment of the student's academic progress which shall include at least one of
the following:
(1) provision for a standardized achievement test through the local school unit or through other
arrangements approved by the Commissioner. If administered through the local school unit,
such provision must be agreed to by the local school unit prior to submission of the equivalent
instruction application;
(2) provision for a test developed by the local school unit appropriate to the student's educational
plan. This provision must be agreed to by the local school unit prior to the submission of the
equivalent instruction application;
(3) provision for a review and acceptance of the student's progress by an identified individual
who holds a current Maine teacher's certificate;
(4) provision for a review and acceptance of the student's progress through, but not limited to, a
presentation of an educational portfolio on the student to a local area homeschooling support
group whose membership for this purpose includes a currently certified Maine teacher or
administrator; or
(5) provision for the review and acceptance of the student's progress by a local advisory board
selected by the superintendent which shall include one administrative unit personnel and two
home instruction tutors. This provision must be agreed to by the local school unit prior to
submission of the equivalent instruction application.
Section 4 ADDITIONAL REQUIREMENTS
A. Records
The records required by Section 3 (H) shall be maintained by the parents of the student until the
home instruction program concludes. The records shall be made available to the Commissioner
upon request.
The dissemination of information concerning students receiving equivalent instruction through
home instruction is governed by the provisions of 20-A, M.R.S.A., Section 6001.
The education records of students receiving equivalent instruction through home instruction have
the same status under the United States Family Education Rights and Privacy Act of 1974,
(F.E.R.P.A.) Public Law 93-380, as amended by Public Law 93-568, and the United States
Education of All Handicapped Children Act, Public Law 94-142, as the education records of
students in public and private schools, except that home instruction programs need not receive
federal funds to be covered by F.E.R.P.A. These laws govern the dissemination of information
about students, as well as applications for equivalent instruction through home instruction,
comments on the completeness of those applications and all education records of students
receiving equivalent instruction through home instruction.
B. Filing Records
A copy of the results of the annual assessment required under Section 3 (J) shall be filed
annually with the Commissioner and the local superintendent.
C. Students in Need of Special Education
Applications for equivalent instruction programs may be submitted by parents or guardians
regardless of the special education status of their children.
A school administrative unit is responsible for ensuring the provisions of special education
services to all identified exceptional students, including students receiving home instruction.
The provisions of such services may occur in the home at the discretion of the district, or at
some other neutral site, including the public school.
Each school administrative unit shall at least annually: a. inform the parent of the unit's
responsibility to offer a free and appropriate education, including special education services; b.
review the special education needs of an exceptional student enrolled in a home instruction
program; c. develop a proposed Individualized Education Program for the parents'
consideration; and d. advise the parents of the procedural safeguards required under Chapter
101 of the Maine Special Education Regulations, as well as those under the Federal law,
"Individuals with Disabilities Education Act (IDEA)".
D. Maine Educational Assessment
Equivalent instruction students may participate in the Maine Educational Assessment (MEA) but
are not required to do so. If a parent of a student in an equivalent instruction program decides to
have the student take the MEA, the student must do so at a local public school under the
standard testing conditions.
Section 5 APPLICATION PROCESS
A. Submission of Applications
Applications for equivalent instruction shall be submitted to the Commissioner on Maine State
Department of Education forms. Supplemental information may be included as part of the
application. At the same time a copy of the application shall be sent by the parent/guardian to
the local superintendent of schools.
B. Annual Filing of Applications
Applications for equivalent instruction shall be submitted annually and for a single school year.
C. Start of Equivalent Instruction Programs
Equivalent instruction programs may begin upon approval of the application by the
Commissioner, or no later than the sixty (60) day period provided for Commissioner approval.
Section 6 APPROVAL PROCESS, AMENDED APPLICATIONS AND
FILING OF APPEALS
A. Decision of Initial Application
Within 60 days of the receipt of the application, the Commissioner, using state criteria
established by this chapter, shall decide whether to approve the equivalent instruction
application.
B. Opportunity to Submit Amended Application
If an application is denied, an amended application may be submitted to the Commissioner
within 30 days of the receipt of the denial. The notice shall state the reason for denial and shall
inform the parent(s) of the right to submit an amended application.
C. Decision on Amended Application
The Commissioner shall make a decision on an amended application within 30 days of its
receipt. If an amended application is approved, the parent(s) shall send a copy of the amended
application to the local school unit for information purposes. If an amended application is
denied, the notice of denial shall inform the parent that an appeal of the denial may be filed with
the Commissioner within 30 days of receipt of the notice of denial.
Section 7 APPEALS PROCESS
A. Convening of State Level Appeals Advisory Board
Upon receipt of an appeal that has been filed within the time limits outlined in Section 6, the
Commissioner shall convene a State Level Appeals Advisory Board to hear the appeal.
B. Composition of State Level Appeals Advisory Board
The Commissioner shall appoint one individual from the Department to chair the State Level
Appeals Advisory Board, one individual from the administration of a school administrative unit,
and three individuals who are currently conducting approved equivalent instruction programs.
C. Hearings and Recommendations
The State Level Appeals Advisory Board may hold a fact-finding hearing and shall make a
finding of facts, and shall forward these findings along with its recommendation to the
Commissioner.
D. Decision on Appeals
The Commissioner shall inform both parent(s) and the superintendent in writing as to the final
decision. If the appeal is denied, the decision shall be deemed a final agency action, within the
meaning of the Maine Administrative Procedures Act, and appealable to the Superior Court. If
the appeal s granted, the school unit shall treat the student as properly excused from public
school attendance.
Section 8 TRANSFER OF APPROVAL
Equivalent instruction programs which have been approved while the parents reside in one
school administrative unit are approved for the entire school year regardless of any change of
residence by the family. If the equivalent instruction program is to continue in the next school
year, application must be made in the school administrative unit where the family resides.
Section 9 DISCONTINUATION OF HOME INSTRUCTION PROGRAM
In the event that the home instruction program is discontinued, students of compulsory school
age must be enrolled in a public school, or an equivalent instruction alternative as provided for
in 20-A, M.R.S.A., 5001-A (3) (A) (1). The receiving school shall determine the placement of
the student.
At the secondary level, credit may be awarded by the receiving school upon its assessment of the
value of the home instruction educational experience, in accordance with Chapter 127.11(A).
BASIS STATEMENT FOR AMENDED RULE EFFECTIVE JULY 1, 1992
These rules are intended to define one manner, home instruction, in which educational programs
are approved by the Commissioner as equivalent instruction. They are intended for use by
individual families planning to instruct their own children. Instruction of non-related students is
not the focus of these regulations. Such programs should seek approval or recognition as private
schools.
Emergency legislation passed by the Legislature and signed by the Governor on July 7, 1989,
changed the way home schooling applications are approved. Subsequently, this legislation has
been further amended, effective July 1, 1992. The Commissioner finds changes in this Chapter
were necessary to be consistent with the new law.
This rule has been amended to reflect the changes in the roles that local school boards have in
the review and approval, or oversight of home instruction programs. Language has been
adopted to reflect such roles. Specifically, Section 2 more clearly defines the requirements of
local school boards with respect to the legislation.
Changes in the rule have been made in the curriculum requirements of students who are being
home schooled. These requirements are being revised to be consistent with academic
requirements of Chapter 127, Instructional Requirements and Graduation Standards, and, to
ensure that equivalent academic instruction and minimum proficiency requirements are available
for all students. (Section 3 E)
In light of the limited requirements of involvement by local school boards, additional language
was added to any selection of an annual assessment choice which involves local school unit
participation. Specific language has been inserted which requires that an agreement with local
school units be reached prior to submission of the application. This is seen as a safeguard for
parents who might assume automatic participation by local school units in annually assessing the
student's academic program. (Section 3J)
A change in an annual assessment option has been made. Submission of a student's educational
portfolio to a state level advisory board had been deleted and replaced by a review and
acceptance of the student's progress by a local area homeschool support group whose
membership for this purpose includes a currently certified Maine teacher or administrator. This
is viewed as a process which will enable students to have their work evaluated by a group of
local people who can then offer feedback and recommendations. (Section 3 J 4)
Language has been added to this rule which deals with awarding of credit at the secondary level
in accordance with Chapter 127.11 (A), should a homeschooling student return to the public
school.
STATUTORY AUTHORITY: 20-A M.R.S.A. 5001-A (3) (A)
EFFECTIVE DATE: July 1, 1992