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STATE OF MAINE SUPERIOR COURT

KENNEBEC, ss. CIVIL ACTION

DOCKET NO. CV-05-198

 

STATE OF MAINE and )

SECURITIES ADMINISTRATOR, )

)

Plaintiffs, )

)

v.) CONSENT JUDGMENT

)

JAMES L. PARIS, )

)

Defendant. )

 

 

NOW COME the parties and stipulate that judgment shall enter for the Plaintiffs, State of Maine and Securities Administrator, against the Defendant, James L. Paris (Paris).

Paris, without admitting or denying the allegations in the Complaint, consents to judgment containing the following relief:

1. Paris shall not apply for any license in Maine as a broker-dealer, investment adviser, sales representative, agent, or investment adviser representative, nor shall he otherwise act as, or associate with, a securities issuer, broker-dealer, or investment adviser, or otherwise engage, participate, or assist others in the issuance, offer, sale, or purchase of securities in Maine. Further, Paris shall not apply for any license in Maine to sell real estate, insurance, or other investments, nor shall he otherwise act in Maine as a financial planner or as any other financial or investment professional.

2. Paris shall pay $10,000 in restitution to the Securities Administrator for distribution to Harry Stred III and Kim Polak based upon the amounts of their un-reimbursed losses. Paris shall pay this restitution according to the following schedule:

a. $1000 on or before September 1, 2005; and

b. $1000 on or before the first day of each succeeding month until the entire $10,000 has been paid.

Respectfully submitted,

 

Dated: August 23, 2005 G. STEVEN ROWE

Attorney General

 

 

s/Michael J. Colleran_________

MICHAEL J. COLLERAN

Special Assistant Attorney General

6 State House Station

Augusta, ME 04333-0006

Tel. (207) 626-8800

Bar No. 9247

Attorney for Plaintiffs

 

 

 

 

s/James L. Paris_____________

JAMES L. PARIS

1500 Beville Road

Suite 606, Box 223

Daytona Beach, FL 32114

Tel. (396) 760-3237

Defendant, Pro Se

 

 

 

 

August 26, 2005

 

Judgment is entered for Plaintiffs in accordance with the terms of this Consent Judgment. This Court retains jurisdiction over this matter. This Order shall be incorporated into the docket by reference pursuant to Me.R.Civ.P. 79(a).

 

 

s/Justice Marden_____________

Justice, Superior Court