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Securities & Investment Regulation
OTHER PFR AGENCIES
Maine.gov> PFR Home > Securities Home Page > Fingerprinting Requirements for Investment Adviser Representatives
Fingerprinting Requirements for Investment Adviser Representatives
Investment adviser representatives that are not also licensed as broker dealer agents must have a fingerprint card on file with the Office of Securities prior to licensing.
To request a fingerprint card, please send an email using the following link: Request Fingerprint Card
When you receive the fingerprint card, you can take it to anyone who does fingerprinting. Your local law enforcement agency, Sheriff's Department, State Police and County Jail are a few of the places that can do the fingerprinting for you.
The cost is usually $31.00.
Last Updated: June 17, 2013
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